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Norfolk Series 63 tutors

Book Top-Rated Series 63 Tutors Near Me In Norfolk, VA

Our Norfolk Series 63 tutors are top college students and graduates from local area universities. They have an average GPA of 3.5 or higher in their areas of tutoring specialization. At Frog Tutoring, we work with students in all grade levels and our Norfolk private Series 63 tutors provide customized one on one in-home tutoring through our proven three step approach to academic success.

1.Bring student up to speed by reviewing past work to ensure they are not missing any important concepts that might affect their abilities to learn future lessons. 2. Keep student ahead of the class by using the teachers lesson plan, textbook, and online curriculum to cover lessons before it is taught in class. 2. Reinforce key concepts they might have missed. This ensures they will never be behind again. Your tutor will also help with organization, study skills, and note taking strategies.
Your Norfolk area Series 63 tutor will also track student progress through detailed session reports which will be available to you at the end of each tutoring session. If it is okay with you, your tutor will contact your child's teacher, for K-12, to get a more detailed understanding of what they are struggling with and also to make sure that he/she and the teacher are both on the same page in their approach to tackling the problem.

Browse our list of qualified Series 63 tutors below. If you are in need of an Series 63 tutor in Norfolk, please call us or simply go to the tab above and Request a Tutor and let us help provide the understanding and assistance needed for success.

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List of High-Achieving Series 63 Tutors Near Me In Norfolk, VA For In-Person & Online Tutoring


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Our Students and Parents Love Us
as Much as We Love Them

SM
Knowledge
Presentation

Kevin is knowledgeable about math, and he knows how to teach. I’m very rusty on my skills, but he’s been nothing but patient with me. He absorbs my weaknesses and focuses on what I need help with. I appreciate all he’s done so far.

TG
Knowledge
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McKenna has done a great job of working with my daughter on geometry.

TM
Knowledge
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school rating and grades improved.

NC
Knowledge
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I am so happy with this tutoring, my son is engaged all the time. He loves to work in the computer and the activities that they do during the tutoring. She used many different way and form in order to keep him engaged.

EC
Knowledge
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Annie is great!!!!

EC
Knowledge
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Madi is fantastic!!

NT
Knowledge
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I don't sit next to my 9yo during sessions, and this is the first time I ever used a tutor. I can tell you that using a tutor eliminates all the fighting and whining from my kid about doing homework which makes me very happy. They get a lot done during an hour. The tutor is focused, prepared,...

PM
Knowledge
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Fabulous. Olivia is engaging, knowledgeable, and a delight to work with. Highly recommend. Always punctual. Always reliable. Always helpful. Competent with both homework help and direct instruction.

CH
Knowledge
Presentation

Extremely knowledgeable and gave direct examples of certain concepts I had trouble with. He also helped assess some of the specific terminology that I need to look for on the exam.

TG
Knowledge
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Chigbo explains concepts in a way that makes it easy to understand. My daughter's understanding and confidence had a real boost in just two days.

JE
Knowledge
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Matthew was very knowledgable in the CFP topics and is very flexible with his ability to review materials and go through the questioning.

KK
Knowledge
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Ivan is absolutely amazing with his knowledge, He is my tutor for college level pre-calculus and I can confidently say that I would not be able to get through my class without ivans help with the class material. He has great patience and will explain and walk you through each problem until you need...

AC
Knowledge
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Very encouraging and goes at a good pace which has been immensely beneficial. Very punctual, there's never been any issues with scheduling. Overall, I have been enjoying my sessions and I look forward to more as he helps me prepare for my ACT.

CP
Knowledge
Presentation

Taitana Has tutored my daughter in math and english, she has my daughter think differently in problem solving and expanded her vocabulary. She never gives you the answer but helps you solve a problem together for my daughter to understand why the problem or word is not correct. Will request her...

NB
Knowledge
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So far so good

ER
Knowledge
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Very encouraging, and I enjoy working with her

CO
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My son has been with Barjeana for a few sessions now and loves her! She is so knowledgeable and patient. Best of all she makes the sessions fun and interactive. He struggles with focus, but she keeps him engaged in the session and on track. He looks forward to his tutoring with Ms. Barjeana. ...

IB
Knowledge
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He was great and very knowledgeable on the subject of chemistry, however there was a language barrier

GG
Knowledge
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Excellent tutor! He is very knowledgeable of the content! Our son has improved his grades since he started with Mr. Lopez!

KW
Knowledge
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Mario takes his time explaining each concept. I am finally understanding the subject and my test grades have approved drastically.

DY
Knowledge
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Excellent experience. Very good teacher

AJ
Knowledge
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I think Lisa Chaney is a great tutorial but I also think Corwon need a little more practice.

JB
Knowledge
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Hi my name is Jarian Brooks and I would recommend Greg to anyone who needs tutoring. I'm very pleased and very happy with the changes in my daughter with Greg.

DH
Knowledge
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McKenna has a good grasp of the AP pre-calc work that my daughter is work that my daughter is doing. She's able to help explain in a way that makes sense and has resulted in a benefit of my daughter turning her grades around significantly. I would gladly recommend McKenna for tutoring AP...

NH
Knowledge
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Carols warmth, experience and ability to truly connect with children is priceless. So happy we chose Frog tutoring!!!

KP
Knowledge
Presentation

Jade has a talent for working with school students. She is meticulous in her planning and focuses on helping children improve in specific areas. I highly recommend her teaching methods. Additionally, she is proactive in informing us of any potential issues in advance. We truly appreciate her...

RS
Knowledge
Presentation

she is so patient and very interactive, my son needs to be engaged and shes
doing great in that regard.

RS
Knowledge
Presentation

wonderful experience, my son likes lisa, shes taught him things he didnt know before and he is more confident.

Ya
Knowledge
Presentation

{not commented yet}she is very professional and patience with my son I like the strategy she use working with him. She have great knowledge on tutoring

HC
Knowledge
Presentation

Very helpful

HC
Knowledge
Presentation

Jade deserves thousands of stars. Best tutor I have ever had. She explains things in a clear concise manner. He knowledge base is amazing. She is amazing and I am so grateful for her help!!!!!!

IR
Knowledge
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Gregory excels as a tutor, demonstrating a genuine passion for teaching and a deep commitment to facilitating student learning. He meticulously delves into the intricacies of concepts, ensuring a thorough understanding by students. Gregory effectively uses examples to actively engage students in...

NM
Knowledge
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Jessie has been awesome with my kids. My daughter struggled with math last year, and Jessie got her completely up to speed in being an A student!

NY
Knowledge
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{not commented yet}
Carol was wonderful. My child has a lot of energy and Carol was able to work with her and engage her in the lesson. Carol has so many ideas and resources at the ready to shift my child's focus back to the lesson. I'm looking forward to continuing with these sessions...

KC
Knowledge
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Very helpful and thorough when working with my son. She was very knowledgeable and could convey my son's learning material in a way that he understood. He went from AB Honoroll to A Honoroll! Thank you, Olivia!

RS
Knowledge
Presentation

We had a few sessions with Ms. Barron virtually and it was amazing to see how creative she was explaining the reading concepts to my 5 year old. We initially had some technical difficulties but she did a great job with improvising to ensure my daughter had a productive session. overall, i enjoyed...

RS
Knowledge
Presentation

Mr. Forster has been amazing for my 7 year old daughter. I requested tutoring primarily to help her with math. Coming out of first grade, she seemed to be struggling a little so over the holidays, i started her on tutoring to prepare her for 2nd grade. Over the past few months, her knowledge and...

LW
Knowledge
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AJ was very patient and knowledgeable of the content. He provide a very detailed and concise explanation with care which helped to ease my anxiety about math.

AP
Knowledge
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Kevin has been absolutely wonderful and patient while helping me prepare for my upcoming TEAS test exam. He explains things very thoroughly and takes time to make sure that I really understand the material being presented. I am very happy to have him as a tutor and he has helped me with a lot in...

JS
Knowledge
Presentation

Izzy was a great tutor. She clearly knew the subject matter.

TR
Knowledge
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Paul was knowledgably and friendly. He was always flexible, and worked around what was convenient for me.

D.
Knowledge
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great on helping me understand key concepts and helped with providing practice which allowed me to excel in my class

D.
Knowledge
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helped with my understanding of code and was able to do a great job on the AP exam

Es
Knowledge
Presentation

Very humorous and fun approach to physics. He makes physics interesting to learn.

AM
Knowledge
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I loved working with her. She set up a very comforting environment for me and was extremely understanding of anything I struggled with, not only that but I enjoyed being able to converse with her on how my brain works during tests and she gave me the appropriate amount of advice to overcome my...

KR
Knowledge
Presentation

Varre has done a wonderful job of tutoring my high school junior in both AP Physics and accelerated junior year math (Precalculus.). Prior to working with Varre, my son’s grades had been slipping and he was struggling with the concepts in both courses. Varre worked with him for a few weeks and...

SF
Knowledge
Presentation

Francisco is a wonderful tutor. My son is in college and we have used Frog Tutors off and on through high school and a couple of times since he's been in college. Francisco is not only very knowledgeable but the way he presents the material and re-teaches concepts is incredible. My son was...

NM
Knowledge
Presentation

Alex was my tutor for my Fall 2023 OSM 202: Intro to Business Analytics Course. He was always available, energetic, and open to all situations. We encountered a difficult situation in this course almost on a weekly basis and even when I became very frustrated, Alex knew how to calm me down. I...

AR
Knowledge
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Anthony has been encouraging and kind to our son who has severe adhd. Anthony has a large knowledge base and present material thoughtfully and thoroughly.

LM
Knowledge
Presentation

Great!!!!!

Qualification and Certification of Series 63 Tutors Near Me In Norfolk, VA


  • Undergraduate
  • Bachelor degree holders
  • Master degree holders
  • Ph.D. holders
  • Teaching Certification
  • Professional Certificate
  • Background checks
  • Tutoring experience
  • Continuous education
  • FrogTutoring verification certification

Norfolk, VA Series 63 Tutoring Rates


  • Price range from $37/hr - $65/hr
  • Rates vary based on the type of tutoring, methods used, and the number of hours required.
  • Contact our enrollment team to receive your personalized rate.

Tutoring Methods of Our Private Tutors In Norfolk, VA


  • In-person/in-home tutoring
  • Online tutoring
  • One-on-one tutoring
  • Group lessons tutoring.

Tools We Use For Online Series 63 Tutoring


  • Zoom
  • FrogTutoring custom online tutoring platform
  • The Lesson space

Our Series 63 Clientele In Norfolk, VA


  • High school students
  • Middle school students
  • College students
  • Adults
  • Special needs students

Tutoring Locations For Series 63 In Norfolk, VA


  • Student homes
  • Public Libraries
  • Norfolk neighborhoods and suburbs

Sign up now for our one-on-one private Series 63 tutoring in Norfolk, VA


Norfolk, VA Tutoring FAQ

How do I find a reputable tutor in Norfolk, VA?

To find a reputable tutor in Norfolk, VA, start by asking for recommendations from friends, family, or school teachers. You can also search online tutoring services such as FrogTutoring, which offers personalized one-on-one sessions with vetted and qualified tutors experienced in a variety of subjects.

What are the benefits of one-on-one tutoring in Norfolk, VA?

One-on-one tutoring in Norfolk, VA provides personalized attention, customized learning plans, and flexible scheduling to meet individual student needs. Tutors from services like FrogTutoring can cater to the student's learning style and pace, often leading to improved academic performance and confidence.

Are online tutoring services available in Norfolk, VA?

Yes, online tutoring services are available in Norfolk, VA. FrogTutoring, for instance, offers interactive and convenient online tutoring sessions that can be accessed from the comfort of your home, complete with resources and tools designed to facilitate effective learning.

What subjects can I get tutoring for in Norfolk, VA?

In Norfolk, VA, you can find tutoring for a wide range of subjects including mathematics, science, English, foreign languages, and more. FrogTutoring offers experienced tutors for all grade levels, from elementary through college, ensuring that you can find expert help for any subject you need.

How can I assess the quality of a tutor in Norfolk, VA?

To assess the quality of a tutor in Norfolk, VA, consider their credentials, experience, and student reviews. FrogTutoring profiles include detailed information on tutors, such as their education background, teaching experience, and testimonials, helping you make an informed decision.

How much does tutoring cost in Norfolk, VA?

The cost of tutoring in Norfolk, VA varies based on the subject, tutor's experience, and duration of the sessions. FrogTutoring offers competitive pricing and package deals to provide affordable and high-quality tutoring services tailored to fit a variety of budgets.

Can I get test prep help in Norfolk, VA?

Certainly! Many tutoring services in Norfolk, VA, including FrogTutoring, offer specialized test prep assistance for exams like the SAT, ACT, GRE, and others. They provide tailored strategies and practice materials to help students perform their best on test day.

Is there tutoring available for students with learning disabilities in Norfolk, VA?

Yes, there is tutoring available for students with learning disabilities in Norfolk, VA. FrogTutoring has tutors who are trained to work with students with various learning challenges and can personalize teaching methods to accommodate each student's unique needs.

What is the typical duration of a tutoring session in Norfolk, VA?

The typical duration of a tutoring session in Norfolk, VA ranges from 1 to 2 hours, depending on the student's age, attention span, and the complexity of the subject matter. FrogTutoring offers the flexibility to choose session lengths that work best for the student's schedule and learning style.

Are there any group tutoring options available in Norfolk, VA?

Group tutoring options are available in Norfolk, VA for students who prefer a collaborative learning environment. FrogTutoring provides opportunities for small group sessions where peers can work together under the guidance of an expert tutor, often leading to a dynamic and interactive learning experience.

Series 63 FAQ

What is the Series 63 exam and why is it required?

The Series 63 exam, also known as the Uniform Securities State Law Examination, is a test that financial professionals in the United States must pass in order to conduct securities business within a state. The exam focuses on state securities regulations and is required for the registration with state regulatory authorities. Passing the Series 63 exam demonstrates that an individual has knowledge of state laws and regulations regarding securities transactions and financial practices.

How can Series 63 tutoring help me pass the exam?

Series 63 tutoring can be extremely beneficial for passing the exam as it provides personalized instruction tailored to your learning style and educational needs. A tutor can help you understand complex concepts, provide practice questions, offer strategies for effective test-taking, and give you feedback on your performance. This focused approach can boost your confidence and improve your chances of passing the exam on your first attempt.

What topics are covered during Series 63 tutoring sessions?

During Series 63 tutoring sessions, you can expect to cover a wide range of topics that are included in the exam. These may include state securities regulations, the ethical practices and fiduciary obligations of securities professionals, administrative provisions, and enforcement powers of state regulators. Tutors will guide you through these areas, ensuring you have a comprehensive understanding of the material.

How long does it typically take to prepare for the Series 63 exam with a tutor?

The preparation time for the Series 63 exam with a tutor can vary depending on the individual's prior knowledge, learning pace, and familiarity with the exam content. Typically, it could take anywhere from a few weeks to several months of tutoring sessions to feel fully prepared. Most tutoring plans are customizable to fit the learning needs and schedules of individuals.

Are online Series 63 tutoring services available?

Yes, online Series 63 tutoring services are widely available. They offer flexibility and convenience for learners, allowing them to access tutoring from anywhere with an internet connection. Online tutoring often provides a variety of resources such as digital learning materials, interactive sessions, and progress tracking tools to aid in your exam preparation.

What should I look for in a Series 63 tutor?

When looking for a Series 63 tutor, you should consider their expertise in the subject matter, their experience with teaching or tutoring the Series 63 content, their ability to personalize learning to fit your needs, and their communication skills. It's also helpful to look for a tutor who can provide practice questions, mock exams, and detailed explanations of answers. Additionally, reading reviews and asking for references can help ensure that you choose a tutor who is well-suited to help you pass the exam.

Common Questions on Series 63 Tutors

What is the Series 63 exam?

The Series 63 exam, also known as the Uniform Securities State Law Examination, is a test that is administered by the Financial Industry Regulatory Authority (FINRA) to qualify candidates who wish to work in the securities industry within the United States. It is designed to assess a candidate's knowledge of state securities regulations and laws governing the industry, ensuring they understand the principles of ethical practice. To prepare effectively, Series 63 tutors can provide personalized instruction and valuable insights into the exam content.

For rigorous preparation with expert Series 63 tutors, click here to request a tutor or learn more about our services.

How can Series 63 tutoring help me pass the exam?

Series 63 tutoring can significantly enhance your chances of passing the exam by offering customized study plans, one-on-one guidance, exam-focused teaching methods, and targeted practice to address your specific areas of weakness. Tutors can assist you with complex topics, test-taking strategies, and time management, ensuring you understand the material thoroughly and are well-prepared on exam day.

Boost your exam readiness with specialized tutoring—click here to find a skilled Series 63 tutor through FrogTutoring.

What topics are covered by Series 63 tutors?

Series 63 tutors cover a wide range of topics related to state securities regulations, including registration of persons and securities, business practices, fiduciary obligations, and administrative provisions. They ensure that you have a firm understanding of all content areas, the structure of the exam, and the types of questions you will encounter.

To master all Series 63 exam topics with professional guidance, click here to work with a qualified Series 63 tutor from FrogTutoring.

How long does it take to prepare for the Series 63 exam with a tutor?

The duration of preparation for the Series 63 exam with a tutor depends on your initial level of knowledge, learning pace, and the amount of time you can dedicate to studying. A tutor can help you create an efficient study schedule, which may range from a few weeks to several months, to ensure comprehensive coverage of all exam material.

To develop a personalized study plan and timeline, connect with an experienced Series 63 tutor at FrogTutoring today.

Why choose FrogTutoring for Series 63 exam preparation?

FrogTutoring offers a selection of highly qualified Series 63 tutors who are experienced in delivering results-focused instruction. With FrogTutoring, you receive personalized attention, tailored study materials, flexible scheduling, and a commitment to your success on the Series 63 exam. Our tutors are dedicated to helping you achieve your goals with comprehensive and effective exam preparation.

Experience the FrogTutoring difference for your Series 63 exam prep—click here to explore our tutoring services and take the first step toward your success.

Norfolk, VA Neighborhoods We Service

Norfolk, VA, a bustling port city nestled at the core of the Hampton Roads metropolitan area, is renowned for its rich history, vibrant arts scene, and diverse cultural tapestry. This waterfront city is sprinkled with a myriad of unique neighborhoods, each offering residents and visitors a distinct flavor of Norfolk life. Here's a guide to the many neighborhoods that compose the fabric of Norfolk:

Downtown: The heart of Norfolk, Downtown is a hub for business, entertainment, and urban living. With landmarks like the Waterside District and the Neon District, this area is always brimming with energy.

Ghent: Known for its historic charm and bohemian spirit, Ghent sits just west of Downtown. Its walkable streets are lined with eclectic shops, restaurants, and the famous Naro Cinema.

Freemason District: As one of the oldest neighborhoods, the Freemason District boasts cobblestone streets and a collection of well-preserved colonial homes.

Ocean View: Offering a laid-back beach atmosphere, Ocean View stretches along the Chesapeake Bay with miles of sandy beaches and casual seafood eateries.

East Beach: This upscale waterfront community features a marina, gorgeous homes, and a tight-knit sense of community. It's a newer addition, showing Norfolk's growth and development.

Larchmont-Edgewater: Home to Old Dominion University, this area has a collegiate feel and is characterized by stately homes, tree-lined streets, and a family-friendly vibe.

Riverview: Just north of Ghent, Riverview has a quieter, more residential feel, with a mix of historic houses and modern developments.

Colonial Place: Bordering the Lafayette River, Colonial Place offers picturesque views, with grand homes reflecting various architectural styles.

Park Place: A revitalizing area, Park Place demonstrates community strength and unity, with a mix of housing options and ongoing development projects.

Lambert's Point: This is a diverse, primarily residential area, known for its golf course and proximity to the Norfolk Southern coal piers.

Lochhaven: Overlooking the waters of the Lafayette River, Lochhaven is known for its beautiful, historic homes and cultural institutions like the Hermitage Museum and Gardens.

Norfolk Highlands: Located in the southern part of the city, this particular neighborhood boasts a suburban feel with easy access to the city center.

Bayview Beach: Situated in the northern edge of the city, Bayview Beach is another community beloved for its coastal appeal and quieter residential streets.

Ballentine Place: A historical neighborhood that's largely residential with a wide range of home styles and diverse inhabitants.

Berkley: Located in the southeastern part of the city, Berkley was once a separate town and offers a mixture of industrial and residential areas.

Fairmount Park: Known for its early 20th-century homes, Fairmount Park has a quaint and historic ambiance.

Poplar Halls: With pockets of charming homes, Poplar Halls provides residents a suburban experience within the city.

Huntersville: As one of the oldest African-American communities in Norfolk, Huntersville is steeped in history and pride.

Ingleside: A community that thrives on connection, Ingleside boasts family-friendly parks and a neighborhood civic league that fosters a strong sense of togetherness.

Lafayette-Winona: This neighborhood offers a mix of residential options ranging from historic homes to newer constructions.

Talbot Park: With a variety of homes, including waterfront properties and mid-century houses, Talbot Park has a warm and inviting feel.

Wards Corner: Although primarily known for its commercial heart, the surrounding areas offer a large residential community with a historic flair.

This collection of neighborhoods illustrates the unique patchwork that makes up Norfolk, a city that's as multifaceted as the waterways it overlooks. Each corner of Norfolk tells a different story, striking a balance between progress and tradition, and between vibrant city beats and tranquil coastal rhythms. Whether searching for historic sanctuaries, creative districts, beachfront relaxation, or dynamic urban centers, Norfolk's neighborhoods offer something for every taste and lifestyle.

About Norfolk, VA And It’s Education Institutions

Norfolk, Virginia, a key hub of the Hampton Roads metro area, boasts an array of notable landmarks that entice both tourists and locals alike. The Nauticus is a maritime-themed science center and museum that features the Battleship Wisconsin, one of the largest and last battleships ever built by the U.S. Navy. For art enthusiasts, the Chrysler Museum of Art houses an impressive collection of glass art, European paintings, and contemporary American works. The historic neighborhood of Ghent, with its charming boutiques and eateries, is a popular spot for visitors and residents to enjoy the vibrant urban life. Meanwhile, the Norfolk Botanical Garden provides a tranquil escape with over 175 acres of gardens and natural beauty.

Education is a cornerstone of the Norfolk community, with a range of institutions supporting learning and advancement. The Norfolk Public School District manages public K-12 education, priding itself on its versatile programs and resources available to students, including an emphasis on STEM education and extracurricular activities. Among the top-ranked schools in the city are Maury High School, known for its academic excellence, and the Ghent School, notable for its engaging curriculum and student-teacher interaction. For those seeking private education options, Norfolk Collegiate and Norfolk Academy are highly regarded institutions. Norfolk also boasts post-secondary establishments like Old Dominion University and Norfolk State University, both contributing significantly to the research, culture, and economy of the city.

Founded in 1682, Norfolk is steeped in American history, having played significant roles in both the Revolutionary War and the Civil War. Today, the city is a bustling urban center with a diverse population of over 238,000 residents. Its economy is heavily influenced by its proximity to the naval base, which is the largest in the world. Norfolk's strategic location on the Chesapeake Bay has likewise made it a crucial maritime and shipping center. The city's infrastructure supports a thriving arts scene, multiple professional-grade sports venues, and comprehensive health and recreational facilities. As a pivotal point of convergence for commerce, culture, and education, Norfolk continues to command an essential position in the development and history of southeastern Virginia.

Students at These Norfolk, VA Schools Excel with Our Tutoring

As a provider of premium tutoring services, we have had the pleasure of helping students from a wide array of educational institutions across Norfolk, VA, achieve academic success. While this list is not exhaustive, it represents a diverse sample of the top 20 schools in the region, including both public and private establishments. Our tailored tutoring approaches have been beneficial in supporting students from the following Norfolk schools in their quest for knowledge and academic excellence.

  1. Maury High School
  2. Granby High School
  3. Norfolk Academy
  4. Norfolk Collegiate
  5. Booker T. Washington High School
  6. Lake Taylor High School
  7. Matthew Fontaine Maury High School
  8. Norview High School
  9. The Williams School
  10. Ghent Montessori School
  11. Norfolk Christian Schools
  12. St. Patrick Catholic School
  13. Azalea Garden Christian School
  14. Bay View Elementary School
  15. Blair Middle School
  16. Larchmont Elementary School
  17. Norfolk Public Library
  18. Academy for Discovery at Lakewood
  19. Faith Academy School of Excellence
  20. Tidewater Classical Academy

Keep in mind that the above links and the names of the schools are an illustrative selection, and we continually strive to extend our educational services to students from many other schools in the Norfolk area as well.

About Series 63 & Series 63 Tutoring

Series 63, formally known as the Uniform Securities Agent State Law Examination, is a standardized test for securities agents that is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents within the United States, testing knowledge of state securities regulations and laws.

The test covers a variety of topics, including the registration of persons, securities, broker-dealers, and investment advisers, as well as regulations surrounding ethical practices and fiduciary obligations. Series 63 is typically a requirement for securities agents who must register with the state securities administrators in most states.

When it comes to the type of Series 63 examination, there is only one standardized test, but various states might have additional requirements for registration. The related entities include FINRA, which administers the test, the North American Securities Administrators Association (NASAA), which designs the test content in partnership with FINRA, and state securities regulators who enforce the laws that the Series 63 exam tests on.

The best strategy for tutoring someone who struggles with the subject is to focus on the framework and principles behind the securities regulations rather than just the specifics. It typically involves:

  • Breaking down the content into manageable sections.
  • Emphasizing the understanding of fundamental principles.
  • Using real-world scenarios to explain abstract concepts.
  • Frequent testing with practice exams to gauge comprehension.
  • Creating mnemonic devices to remember key information.

The most common concepts in the Series 63 exam are:

  1. Understanding the roles and responsibilities of a registered representative.
  2. Comprehension of the differences between federal and state securities laws (known as blue sky laws).
  3. Ethics in the securities industry and fiduciary responsibilities.

The most difficult concepts often involve the specifics of state securities regulations, which can include:

  1. Detailed rules around registration requirements for securities, agents, and firms.
  2. Intricacies of ethical practices, including what constitutes fraudulent activity, prohibitions, and penalties.
  3. The nuances of exemptions from registration for both securities and professionals.

Effectively studying for the Series 63 requires a strategy that addresses both the breadth of content and the complexities of each nuanced topic. Personalized instruction and interactive learning techniques often yield the best results, particularly for students who have difficulty with self-study or grasping the more intricate legal subjects addressed by the exam.

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